Financial Services Compliance

Resources Compliance is a specialist regulatory and compliance practice, serving the financial services sector since we first founded our business over 23 years ago. Our team of specialist regulatory consultants has a wide range of experience and expertise with over 200 years of regulatory experience. The Resources Compliance team numbers over 15 compliance professionals and support staff covering the complete spectrum of financial services regulation and compliance.

We view each business as unique and as such our focus is specific to your needs. We take time to listen to you and explore your business needs in order to identify areas requiring support. Our hands-on assistance will keep your FSA regulated business and your staff within the rules and within industry best practice.

We offer a wide range of services from the provision of a full outsourced compliance function down to individual compliance visits/healthchecks. Further details on the services offered can be found here.